Did you incur investment losses with Andrew Johnson?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Andrew Johnson (“Johnson”) formerly of SunTrust related to his alleged loan from a customer without proper disclosure.
Johnson has been suspended and fined by FINRA.
Fortunately, for those investors that incurred losses investing with Johnson may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).