Invest with Aaron Heimowitz

Author: alex

Did you incur investment losses with Aaron Heimowitz?  The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Aaron Heimowitz formerly of Newport Coast Securities related to his alleged investments without firm authorization. Heimowitz has been fined $15,000 by FINRA.  Fortunately, for those investors that incurred losses investing with Heimowitz may be able to… Read more »

Invest with Stephen Kipp

Author: alex

Did you incur investment losses with Stephen Kipp?  The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Stephen Kipp of NFB Financial Group, LLC related to his alleged unsuitable investments and breach of fiduciary duty. Miles has six customer complaints and one regulatory action against him by FINRA.  Fortunately, for those investors that… Read more »

Invest with Joseph Miles

Author: alex

Did you incur investment losses with Joseph Miles?  The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Joseph Miles of St. Bernard Financial Services, Inc. related to his alleged unsuitable investments and breach of fiduciary duty. Miles has three customer complaints and three judgments or liens against him.  Fortunately, for those investors that incurred losses… Read more »

Invest with William Campbell

Author: alex

Did you incur investment losses with William Campbell?  The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving William Campbell formerly of Wells Fargo Advisors LLC related to his alleged unauthorized trades for clients. Campbell has been suspended by FINRA.  Fortunately, for those investors that incurred losses investing with Campbell may be able to… Read more »

Invest with William Hardy

Author: alex

Did you incur investment losses with William Hardy?  The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving William Hardy formerly of NYLife Securities LLC related to his alleged misuse of customer insurance premium funds. Hardy has been barred by FINRA. Fortunately, for those investors that incurred losses investing with Hardy may be… Read more »

Invest with Todd Shanholtzer

Author: alex

Did you incur investment losses with Todd Shanholtzer?  The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Todd Shanholtzer formerly of Park Avenue Securities related to his alleged mishandling of customer funds. Shanholtzer has been fined $10,000 and suspended by FINRA.  Fortunately, for those investors that incurred losses investing with Shanholtzer may be… Read more »

Invest with Thomas Hogle?

Author: alex

Did you incur investment losses with Thomas Hogle? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Thomas Hogle of B.B. Graham & Company related to his alleged unsuitable investment recommendations. Hogle also has been barred by FINRA. Fortunately, for those investors that incurred losses investing with Hogle, may be able… Read more »

Invest with Adam Bollinger?

Author: alex

Did you incur investment losses with Adam Bollinger?  The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Adam Bollinger of Edward Jones related to his alleged conversion of client funds for personal use. Bollinger also has been barred by FINRA. Fortunately, for those investors that incurred losses investing with Bollinger may be… Read more »

Invest with Darnell Deans?

Author: alex

Did you incur investment losses with Darnell Deans?  The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Darnell Deans of Blackbook Capital LLC related to his alleged borrowing of customer funds without approval from the firm. Deans has been fined $10,000 and suspended by FINRA. Fortunately, for those investors that incurred losses… Read more »

Invest with Robert Marks?

Author: alex

Did you incur investment losses with Robert Marks?  The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Robert Marks of Cape Securities Inc. related to his alleged churning, excessive, and unauthorized trading. Marks has two customer complaints on his record. Fortunately, for those investors that incurred losses investing with Marks may be able to… Read more »