Did you incur investment losses with Timothy Steven Dembski? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Timothy Steven Dembski formerly of Mid Atlantic Capital Corporation related to his alleged fraudulent omissions and misrepresentations. Dembski has been barred by FINRA. Fortunately, for those investors that incurred losses investing with Dembski… Read more »
FINRA Disciplinary Actions
Invest with Jacob T. Turner?
Did you incur investment losses with Jacob T. Turner? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Jacob T. Turner of Cambridge Investment Research related to his alleged unsuitable investments. Turner has been fined and suspended by FINRA. Fortunately, for those investors that incurred losses investing with Turner may be… Read more »
Invest with Michael J. Mularski?
Did you incur investment losses with Michael J. Mularski? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Michael J. Mularski of Wells Fargo Advisors LLC related to his alleged unauthorized trading. Mularski has been fined and suspended by FINRA. Fortunately, for those investors that incurred losses investing with Mularski may… Read more »
Invest with James W. Anderson?
Did you incur investment losses with James W. Anderson? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving James W. Anderson of WFG Investments related to his alleged failure to supervise. Anderson has been fined and suspended by FINRA. Fortunately, for those investors that incurred losses investing with Anderson may be… Read more »
Invest with Sheldon Harber?
Did you incur investment losses with Sheldon Harber? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Sheldon Harber of Cambridge Investment Research Inc. related to his alleged unauthorized private securities transactions. Harber has been fined and suspended by FINRA. Fortunately, for those investors that incurred losses investing with Harber may… Read more »
Invest with Robert J. Cross?
Did you incur investment losses with Robert J. Cross? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Robert J. Cross formerly of Allstate Financial Services LLC related to his alleged outside business activities. Cross has been barred by FINRA. Fortunately, for those investors that incurred losses investing with Cross may… Read more »
Invest with Michael B. Winegar?
Did you incur investment losses with Michael B. Winegar? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Michael B. Winegar formerly of Wedbush Securities related to his alleged conversion of client funds. Winegar has been barred by FINRA. Fortunately, for those investors that incurred losses investing with Winegar may be… Read more »
Invest with Joseph G. Mahalick?
Did you incur investment losses with Joseph G. Mahalick? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Joseph G. Mahalick formerly of Newport Coast Securities related to his alleged misrepresentations. Mahalick has been barred by FINRA. Fortunately, for those investors that incurred losses investing with Mahalick may be able to… Read more »
Invest with Brett Hartvigson?
Did you incur investment losses with Brett Hartvigson? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Brett Hartvigson of Independent Financial Group and formerly of LPL Financial related to his alleged variable annuity transactions without firm approval. HartvigsonĀ has 3 customer complaints against him. Fortunately, for those investors that incurred losses… Read more »
Invest with Gerald Tagge?
Did you incur investment losses with Gerald Tagge? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Gerald Tagge of Cetera Advisors related to allegedly soliciting and accepting promissory notes from a customer. Tagge has 1 customer complaint against him. Fortunately, for those investors that incurred losses investing with Tagge may… Read more »