888-923-9223The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Dennis K. Karasik of CKA related to his unlawful sale of bonds. On July 8, 2014, FINRA imposed a bar from association with any FINRA member firm against Karasik in connection with Karasik’s offer and sale of Diversified’s bonds. If you lost… Read more »
FINRA Disciplinary Actions
Invest with Douglas Melzer?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Douglas J. Melzer of Wells Fargo Advisors LLC, related to his misappropriated funds and his engagement in private securities transactions. Melzer also has been barred by FINRA for allegedly requesting to change rep codes without proper authorization from Wells Fargo. If you… Read more »
Invest with Terry Joe Bagwell?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Terry Joe Bagwell of Pruco Securities related to his improper supervision of representatives in an ongoing Ponzi Scheme. If you lost money with Terry Joe Bagwell or Pruco Securities , please call the Securities Law Firm of Menzer & Hill, P.A. at 888-923-9223… Read more »
Invest with Charles Fackrell?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Charles Caleb Fackrell of LPL Financial for allegedly converting customer funds and selling private securities offerings. Fackrell was terminated by LPL on December 24, 2014. If you lost money with Charles Caleb Fackrell or LPL Financial please call the Securities Law Firm… Read more »
Invest with Arjent LLC, Pangaea, or Excalibur Asset Management ?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Pangaea LLC, Arjent LLC, and Excalibur Asset Management related to fraud charges filed by the SEC. CEO Robert P. DePalo, and Managing Director Joshua B. Gladtke are facing criminal charges through the New York County D.A. pursuant to fraud charges. If you… Read more »
Invest With Robert Frederick Blake ?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Robert Frederick Blake “Blake” related to Tenant-in-Common or “TIC” investments. Blake also has seven customer disputes against him, and one currently pending. Blake was previously registered with Dupont Walston Inc., Reynolds Securities, Merrill Lynch, Hanifen, Imhoff, Inc., First Allied Securities, American Fronteer… Read more »
Investment Recovery Options for Investors Who Lost Money with Feltl & Company
The Securities Law Firm of Menzer & Hill, P.A. is investigating investor arbitration claims against Feltl & Company. On December 1, 2014, Feltl & Company entered into a Letter of Acceptance, Waiver, and Consent with the Financial Industry Regulatory Authority (FINRA) after FINRA made allegations against Feltl & Company for violations of securities industry rules. FINRA… Read more »
FINRA Bars Jeffrey C. McClure, Wells Fargo Advisors Broker for Stealing
Securities Law Firm of Menzer & Hill, P.A. is investigating cases involving Wells Fargo Advisors’ broker, Jeffrey C. McClure, who was permanently barred from the securities industry after he allegedly stole $89,000 from an elderly client who had authorized him to pay her rent and other expenses, accordingly to FINRA records. McClure allegedly engaged in… Read more »
Broker, Peter Brainard Jr. suspended from FINRA for failing to disclose over $600,000 of tax liens and judgments
Menzer & Hill, P.A. is investigating claims involving Peter Bulkeley Brainard Jr. (CRD #2890845, Old Saybrook, Connecticut), a former broker with Ameriprise Financial Services. Prior to working for Ameriprise, Brainard worked for American Portfolio Services and prior to that he was with Lincoln Financial Advisors. Brainard recently entered into a Letter of Acceptance, Waiver, and Consent (“AWC”)… Read more »
Menzer & Hill, P.A. Investigating Claims Involving Phillip Bucaro (Chicago, Illinois)
Menzer & Hill, P.A. is investigating claims involving Phillip John Bucaro (CRD #2171289, West Chicago, Illinois), an associated person with The Leaders Group. Bucaro recently entered into a Letter of Acceptance, Waiver, and Consent (“AWC”) where he was fined $7,500 and suspended from association with any FINRA member in any capacity for four months. See FINRA… Read more »