Did you incur investment losses with Arthur Jacob? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Arthur Jacob (“Jacob”) of Innovative Business Solutions LLC related to allegedly deceiving clients over at least five years. Jacob is under investigation by the SEC. Fortunately, for those investors that incurred losses investing with Jacob… Read more »
FINRA Disciplinary Actions
Invest with Andrew Lyman Quinn?
Did you incur investment losses with Andrew Lyman Quinn? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Andrew Lyman Quinn (“Quinn”) formerly of Wells Fargo related to his alleged borrowing of client’s funds. Quinn has been barred by FINRA. Fortunately, for those investors that incurred losses investing with Quinn may… Read more »
Invest with Robert Yasnis
Did you incur investment losses with Robert Yasnis? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Robert Yasnis (“Yasnis”) of Laidlaw & Company related to his alleged unauthorized trading. Yasnis has 3 customer complaints and 3 regulatory actions made against him. Fortunately, for those investors that incurred losses investing with Yasnis may… Read more »
Invest with Tracy Wengert
Did you incur investment losses with Tracy Wengert? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Tracy Wengert (“Wengert”) formerly of Transamerica related to allegedly opening accounts outside of the firm and making unsuitable transactions. Wengert has been barred by FINRA. Fortunately, for those investors that incurred losses investing with… Read more »
Invest with Anthony C. Gray?
Did you incur investment losses with Anthony C. Gray? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Anthony C. Gray (“Gray”) of Edward Jones related to his alleged conversion of client’s funds for personal use. Gray has been barred by FINRA. Fortunately, for those investors that incurred losses investing with Gray may… Read more »
Invest with Joseph R. Daigneault
Did you incur investment losses with Joseph R. Daigneault? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Joseph R. Daigneault of Investors Capital Corp. related to his allegedly providing customers consolidated reports that inaccurately reflected the value and performance of their investments. Diagneault has been suspended by FINRA. Fortunately, for… Read more »
Invest with Thomas Joseph Buck
Did you incur investment losses with Thomas Joseph Buck of The Buck Group? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Thomas Joseph Buck (“Buck”) of Merrill Lynch related to his alleged unauthorized trading and unsuitable recommendations. Buck has been barred by FINRA. Fortunately, for those investors that incurred losses… Read more »
Invest with Timothy Wynne
Did you incur investment losses with Timothy Wynne? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Timothy Wynne (“Wynne”) of Feltl & Company related to his alleged churning, excessive trading, and fraud. Wynne has 5 customer complaints against him. Fortunately, for those investors that incurred losses investing with Wynne may… Read more »
Invest with Joseph Fedorko
Did you incur investment losses with Joseph Fedorko? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Joseph Fedorko (“Fedorko”) of Laidlaw & Company related to his alleged churning, excessive trading, and fraud. Fedorko has 16 customer complaints against him. Fortunately, for those investors that incurred losses investing with Fedorko may… Read more »
Invest with Andrew Johnson
Did you incur investment losses with Andrew Johnson? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Andrew Johnson (“Johnson”) formerly of SunTrust related to his alleged loan from a customer without proper disclosure. Johnson has been suspended and fined by FINRA. Fortunately, for those investors that incurred losses investing with Johnson may… Read more »