Did you incur investment losses with Robert Giusti? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Robert Giusti of Wells Fargo related to his alleged unsuitable investments and excessive trading. Giusti has 4 customer complaints against him. Fortunately, for those investors that incurred losses investing with Giusti may be able… Read more »
FINRA Disciplinary Actions
Invest with Scott J. Freeze?
Did you incur investment losses with Scott J. Freeze? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Scott J. Freeze of Street One Financial related to his alleged outside business activities Freeze has been fined and suspended by FINRA. Fortunately, for those investors that incurred losses investing with Freeze may… Read more »
Invest with Bernard Parker?
Did you incur investment losses with Bernard Parker? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Bernard Parker formerly of Edward Jones related to his allegedly converting client funds for personal use. Parker has a complaint filed against him by FINRA. Fortunately, for those investors that incurred losses investing with Parker… Read more »
Invest with Thomas Phillips?
Did you incur investment losses with Thomas Phillips? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Thomas Phillips of Wesbanco Securities related to his alleged variable annuity switch charges. Phillips has been fined $10,000 by FINRA. Fortunately, for those investors that incurred losses investing with Phillips may be able to… Read more »
Invest with Nahuel Rodriguez
Did you incur investment losses with Nahuel Rodriguez? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Nahuel Rodriguez of PFS Investments related to his alleged conversion of client funds. Rodriguez has been barred by FINRA. Fortunately, for those investors that incurred losses investing with Rodriguez may be able to recover… Read more »
Invest with Valentino Infante?
Did you incur investment losses with Valentino Infante? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Valentino Infante of Wells Fargo Advisors related to his alleged outside business transactions. Infante has been barred by FINRA. Fortunately, for those investors that incurred losses investing with Infante may be able to recover those losses through the… Read more »
Invest with Cantor Fitzgerald
Did you incur investment losses with Cantor Fitzgerald? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Cantor Fitzgerald related their alleged failure to supervise unregistered securities. Cantor Fitzgerald has been fined 7.2 million dollars. Fortunately, for those investors that incurred losses investing with Cantor Fitzgerald may be able to recover… Read more »
Invest with Aon D. Miller?
Did you incur investment losses with Aon D. Miller? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Aon D. Miller of Benjamin F. Edwards & Company related to his alleged private securities transactions. Miller has been suspended and fined by FINRA. Fortunately, for those investors that incurred losses investing with… Read more »
Invest with William W. Brown?
Did you incur investment losses with William W. Brown? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving William W. Brown of J.P. Morgan related to his alleged unauthorized trading. Brown has been suspended by FINRA. Fortunately, for those investors that incurred losses investing with Brown may be able to recover… Read more »
Invest with John Soon Lee?
Did you incur investment losses with John Soon Lee? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving John Soon Lee of Wunderlich Securities related to his alleged conversion of customer funds. Lee has been barred by FINRA. Fortunately, for those investors that incurred losses investing with Lee may be able… Read more »