Did you incur investment losses with James J. Nixon? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving James J. Nixon of Bridge Capital Associates related to his alleged private securities transactions and misrepresentations. Nixon has been suspended by FINRA. Fortunately, for those investors that incurred losses investing with Nixon may… Read more »
FINRA Disciplinary Actions
Invest with Michael Roger Griffith?
Did you incur investment losses with Michael Roger Griffith? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Michael Roger Griffith of NYLife Securities related to his alleged forgery of customer signatures. Griffith has been barred by FINRA. Fortunately, for those investors that incurred losses investing with Griffith may be able… Read more »
Invest with Marco Antonio Daniel?
Did you incur investment losses with Marco Antonio Daniel? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Marco Antonio Daniel of PFS Investments related to his alleged unauthorized loans from customers. Daniel has been suspended by FINRA. Fortunately, for those investors that incurred losses investing with Daniel may be able to… Read more »
Invest with Michael Blueweiss
Did you incur investment losses with Michael Blueweiss? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Michael Blueweiss of UBS related to his alleged churning and unsuitable investments. Blueweiss has 6 customer complaints against him. Fortunately, for those investors that incurred losses investing with Blueweiss may be able to recover… Read more »
Invest with Toni Sutherland?
Did you incur investment losses with Toni Sutherland? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Toni Sutherland of Sandlapper Securities related to her alleged misrepresentations of TICs. Sutherland has 7 customer complaints against her. Fortunately, for those investors that incurred losses investing with Sutherland may be able to recover… Read more »
Invest with Qui Lam?
Did you incur investment losses with Qui Lam? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Qui Lam of UBS related to her alleged falsification of documents. Lam has been suspended by FINRA. Fortunately, for those investors that incurred losses investing with Lam may be able to recover those losses… Read more »
Invest with James Stephen Witter or Royal Alliance?
Did you incur investment losses with James Stephen Witter? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving James Stephen Witter of Royal Alliance related to his alleged failure to supervise on UIT transactions. Witter has been suspended by FINRA. Fortunately, for those investors that incurred losses investing with Royal Alliance… Read more »
Invest with Glenn King?
Did you incur investment losses with Glenn King? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Glenn King of Royal Alliance related to his alleged misrepresentations. King has 19 complaints against him. Fortunately, for those investors that incurred losses investing with King may be able to recover those losses through the… Read more »
Invest with Randall Gladden?
Did you incur investment losses with Randall Gladden? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Randall Gladden of Securities Equity Group related to his alleged private securities transactions and with making material misrepresentations and omissions. Gladden has been charged by FINRA. Fortunately, for those investors that incurred losses investing with… Read more »
Invest with Donald Toomer Jr.?
Did you incur investment losses with Donald Toomer Jr.? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Donald Toomer Jr. of Wells Fargo related to his alleged penny stock fraud. According to the SEC’s complaint, Donald Toomer, Jr., a Las Vegas based financial advisor with Wells Fargo, in conjunction with… Read more »