Author: alex

Did you incur investment losses with Honetta Kao?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Honetta Kao formerly of Meyers Associates L.P. and Caldwell International Securities related to alleged willful violations of securities laws and FINRA rules.

Kao has been barred by FINRA.

Fortunately, for those investors that incurred losses investing with Kao may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.

Author: alex

Did you incur investment losses with Ricardo Fancois?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Ricardo Fancois formerly of Caldwell International Securities related to his alleged violation of FINRA rules and regulations.

Fancois has been barred by FINRA.

Fortunately, for those investors that incurred losses investing with Fancois may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.

Author: alex

Did you incur investment losses with Deborah Ann Ames?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Deborah Ann Ames of Allstate Financial related to her alleged payment of customer premiums in order to receive additional compensation.

Ames has been barred by FINRA.

Fortunately, for those investors that incurred losses investing with Ames may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.

Author: alex

Did you incur investment losses with James Starks?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving James Starks formerly of Caldwell International Securities related to his alleged violation of FINRA rules.

Starks has been barred by FINRA.

Fortunately, for those investors that incurred losses investing with Starks may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.

Author: alex

Did you incur investment losses with Wade Lawrence?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Wade Lawrence formerly of Hilltop Securities Inc. related to his alleged fraudulent activity.

Lawrence has been sentenced to 3 years in prison.

Fortunately, for those investors that incurred losses investing with Lawrence may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.

Author: alex

Did you incur investment losses with James Eichner?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving James Eichner of National Securities Corporation related to his alleged wrongdoing, including, but not limited to: negligence, breach of fiduciary duty, and churning.

Eichner has 3 customer complaints against him.

Fortunately, for those investors that incurred losses investing with Eichner may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.

 

Author: alex

Did you incur investment losses with Betsy Marcom?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Betsy Marcom formerly of NEXT Financial related to her alleged over-concentration of bonds.

Marcom has been suspended by FINRA.

Fortunately, for those investors that incurred losses investing with Marcom may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.

Author: alex

Did you incur investment losses with Johnathan Mchale ?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Johnathan Mchale of PHX Financial related to his alleged unsuitable investments.

Mchale has 6 customer complaints against and 6 judgment liens against him.

Fortunately, for those investors that incurred losses investing with Mchale may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.

Author: alex

Did you incur investment losses with Keith Connolly?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Keith Connolly of Aegis Capital related to his alleged unsuitable investments.

Connolly has 13 customer complaints against him.

Fortunately, for those investors that incurred losses investing with Connolly may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.

Author: alex

Did you incur investment losses with Kerry (Patrick) Raheb?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Kerry (Patrick) Raheb formerly of Laidlaw & Company related to his alleged churning.

Raheb has 5 customer complaints against him.

Fortunately, for those investors that incurred losses investing with Raheb may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.