Author: alex

Did you incur investment losses with Brett Hartvigson?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Brett Hartvigson of Independent Financial Group and formerly of LPL Financial related to his alleged variable annuity transactions without firm approval.

Hartvigson has 3 customer complaints against him.

Fortunately, for those investors that incurred losses investing with Hartvigson may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.

Author: alex

Did you incur investment losses with Gerald Tagge?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Gerald Tagge of Cetera Advisors related to allegedly soliciting and accepting promissory notes from a customer.

Tagge has 1 customer complaint against him.

Fortunately, for those investors that incurred losses investing with Tagge may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.

Author: alex

Did you incur investment losses with Curtis Pilson?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Roman Reed of Cetera Advisors related to his alleged churning.

Pilson has 1 customer complaint against him.

Fortunately, for those investors that incurred losses investing with Pilson may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.

Author: alex

Did you incur investment losses with Roman Reed?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Roman Reed of Global Investor Services and formerly of Merrill Lynch related to his alleged unsuitable investments.

Reed has 2 customer complaints against him.

Fortunately, for those investors that incurred losses investing with Reed may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.

Author: alex

Did you incur investment losses with Nicholas Sabellico?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Nicholas Sabellico of Laidlaw & Company and formerly of JP Morgan related to his alleged unsuitable investments.

Sabellico has one customer complaint against him.

Fortunately, for those investors that incurred losses investing with Sabellico may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.

Author: alex

Did you incur investment losses with Phillip Lefton?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Phillip Lefton of formerly of JP Hanauer & Co. related to his alleged unsuitable investments.

Lefton has one customer complaint and 4 pending against him.

Fortunately, for those investors that incurred losses investing with Lefton may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.

Author: alex

Did you incur investment losses with Walter P. Priebe?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Walter P. Priebe formerly of Investacorp related to his alleged outside business activity.

Priebe has been fined and suspended by FINRA.

Fortunately, for those investors that incurred losses investing with Priebe may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.

Author: alex

Did you incur investment losses with VFinance Investments Inc.?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving VFinance Investments Inc. located in Boca Raton, Florida related to allegedly failing to execute trades for clients.

VFinance Investments Inc. has been fined by FINRA.

Fortunately, for those investors that incurred losses investing with VFinance Investments Inc. may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.

Author: alex

Did you incur investment losses with E.S. Financial Services?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving E.S. Financial Services related to allegedly failing to maintain accurate books and records.

E.S. Financial Services has been fined by FINRA.

Fortunately, for those investors that incurred losses investing with E.S. Commercial Services may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.

Author: alex

Did you incur investment losses with William Marshall?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving William Marshall of Ameriprise Financial Services related to his alleged participation in selling privately issued stock without notifying the brokerage firm. Marshall sold preferred stock in BioChemics.

Marshall has been suspended by FINRA.

Fortunately, for those investors that incurred losses investing with Marshall may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.