Author: alex

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Jennifer Joice Trowbridge of Essex Securities LLC, in Boynton Beach, Florida related to her recommendation of switching mutual funds to her clients. According to FINRA, Trowbridge, recommended, on at least 29 occasions and in 7 customer accounts, a series of mutual fund switches which were unsuitable for those customers. Trowbridge has been suspended by FINRA.

Fortunately, for those investors that incurred losses may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.

Author: alex

Did you incur investment losses with Bruce R Geiger?  The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Bruce R. Geiger of Thrivent Investment Management related to alleged falsification of account documents including, annuities and life insurance forms.  Geiger has been fined and suspended by FINRA.

Fortunately, for those investors that incurred losses may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.

 

Author: alex

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Tammy C. Peterson formerly of Merrill Lynch related to her alleged misuse of customer’s funds. Petersen is under investigation by FINRA.

Fortunately, for those investors that incurred losses may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.

Author: alex

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Daniel P. Glavin of Country Capital Management Company “Country Capital” related to his alleged conversion of customer funds and fabrication of account statements. Glavin has also been barred by FINRA.

Fortunately, for those investors that incurred losses may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.

Author: alex

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Sunil Sharma of Merrill Lynch and Raymond James related to his alleged involvement in a $6 Million ponzi scheme.

Sharma, plead guilty to wire fraud charges in Federal court. According to the U.S. Attorney Office (“USAO”), Mr. Sharma admitted that he stole $6 million from investors by misrepresenting that he was making conservative investments when he actually was pursuing a risky day trading strategy

Fortunately, for those investors that incurred losses may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.

Author: alex

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Michael A. DeMaria of Northwestern Mutual Investment Services LLC related to his alleged unauthorized transfer of his customer’s funds without customer consent. DeMaria has also been fined $15,000 and suspended by FINRA.

Fortunately, for those investors that incurred losses may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.

Author: Michael Hill

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Michael Oppenheim of JP Morgan in regards to theft of client funds valuing over $20 Million.

If you lost money with Michael Oppenheim of JP Morgan, please call the Securities Law Firm of Menzer & Hill, P.A. at 888-923-9223 to explore your investment recovery options.

Author: Michael Hill

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Dennis K. Karasik of CKA related to his unlawful sale of bonds.

On July 8, 2014, FINRA imposed a bar from association with any FINRA member firm against Karasik in connection with Karasik’s offer and sale of Diversified’s bonds.

If you lost money with Dennis K. Karasik , please call the Securities Law Firm of Menzer & Hill, P.A. at 888-923-9223 to explore your investment recovery options.

Author: Michael Hill

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Douglas J. Melzer of Wells Fargo Advisors LLC, related to his misappropriated funds and his engagement in private securities transactions.  Melzer also has been barred by FINRA for allegedly requesting to change rep codes without proper authorization from Wells Fargo.

If you lost money with Douglas J. Melzer or Wells Fargo Advisors LLC, please call the Securities Law Firm of Menzer & Hill, P.A. at 888-923-9223 to explore your investment recovery options.

Author: Michael Hill

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Terry Joe Bagwell of Pruco Securities related to his improper supervision of representatives in an ongoing Ponzi Scheme.

If you lost money with Terry Joe Bagwell or Pruco Securities , please call the Securities Law Firm of Menzer & Hill, P.A. at 888-923-9223 to explore your investment recovery options.