Author: alex

Did you incur investment losses with Randall Gladden?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Randall Gladden of Securities Equity Group related to his alleged private securities transactions and with making material misrepresentations and omissions.

Gladden has been charged by FINRA.

Fortunately, for those investors that incurred losses investing with Gladden may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com <http://www.suemyadvisor.com/> .

Author: alex

Did you incur investment losses with Donald Toomer Jr.?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Donald Toomer Jr. of Wells Fargo related to his alleged penny stock fraud.

According to the SEC’s complaint, Donald Toomer, Jr., a Las Vegas based financial advisor with Wells Fargo, in conjunction with another individual manipulated trading in: NXT Nutritionals Holdings (NXTH), Mesa Energy Holdings (MSEH), and Clear-Lite Holdings (CLRH).

If you invested with Donald Toomer Jr. you may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com <http://www.suemyadvisor.com/> .

Author: alex

Did you incur investment losses with Robert Giusti?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Robert Giusti of Wells Fargo related to his alleged unsuitable investments and excessive trading.

Giusti has 4 customer complaints against him.

Fortunately, for those investors that incurred losses investing with Giusti may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com <http://www.suemyadvisor.com/> .

Author: alex

Did you incur investment losses with Scott J. Freeze?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Scott J. Freeze of Street One Financial related to his alleged outside business activities

Freeze has been fined and suspended by FINRA.

Fortunately, for those investors that incurred losses investing with Freeze may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com <http://www.suemyadvisor.com/> .

Author: alex

Did you incur investment losses with Bernard Parker?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Bernard Parker formerly of Edward Jones related to his allegedly converting client funds for personal use.

Parker has a complaint filed against him by FINRA.

Fortunately, for those investors that incurred losses investing with Parker may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com <http://www.suemyadvisor.com/> .

 

Author: alex

Did you incur investment losses with Thomas Phillips? 

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Thomas Phillips of Wesbanco Securities related to his alleged variable annuity switch charges.

Phillips has been fined $10,000 by FINRA.

Fortunately, for those investors that incurred losses investing with Phillips may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com <http://www.suemyadvisor.com/> .

Author: alex

Did you incur investment losses with Nahuel Rodriguez?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Nahuel Rodriguez of PFS Investments related to his alleged conversion of client funds. 

Rodriguez has been barred by FINRA.

Fortunately, for those investors that incurred losses investing with Rodriguez may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com <http://www.suemyadvisor.com/> .

Author: alex

Did you incur investment losses with Valentino Infante?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Valentino Infante of Wells Fargo Advisors related to his alleged outside business transactions.

Infante has been barred by FINRA.

Fortunately, for those investors that incurred losses investing with Infante may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com <http://www.suemyadvisor.com/> .

Author: alex

Did you incur investment losses with Cantor Fitzgerald?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Cantor Fitzgerald related their alleged failure to supervise unregistered securities.

Cantor Fitzgerald has been fined 7.2 million dollars.

Fortunately, for those investors that incurred losses investing with Cantor Fitzgerald may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com <http://www.suemyadvisor.com/> .

Author: alex

Did you incur investment losses with Aon D. Miller?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Aon D. Miller of Benjamin F. Edwards & Company related to his alleged private securities transactions. 

Miller has been suspended and fined by FINRA.

Fortunately, for those investors that incurred losses investing with Miller may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com <http://www.suemyadvisor.com/> .