888-923-9223Did you incur investment losses with Michael D. Rasmovich? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Michael D. Rasmovich formerly of Waddell & Reed related to his alleged discretionary trades without written authorization. Rasmovitch has suspended and fined by FINRA. Fortunately, for those investors that incurred losses investing with… Read more »
Monthly Archives: February 2016
Invest with Nancy Daoud?
Did you incur investment losses with Nancy Daoud? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Nancy Daoud of Ameriprise Financial Services Inc. related to her alleged unsuitable investments and misrepresentations regarding REITs. Daoud has 6 customer complaints against her. Fortunately, for those investors that incurred losses investing with Daoud… Read more »
Invest with Barclays Capital Inc.?
Did you incur investment losses with Barclays Capital Inc.? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Barclays Capital Inc. related to allegedly publishing inaccurate index returns. Barclays has been fined $1 Million by FINRA. Fortunately, for those investors that incurred losses investing with Barclays may be able to recover… Read more »
Invest with Jose A. Zapata?
Did you incur investment losses with Jose A. Zapata? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Jose A. Zapata formerly of Argentus Securities related to allegedly lying to customers about their account balances. Zapata has been barred by FINRA. Fortunately, for those investors that incurred losses investing with Zapata… Read more »
Invest with Shadi Barakat?
Did you incur investment losses with Shadi Barakat? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Shadi Barakat of Aegis Capital related to his alleged unsuitable investments, misrepresentation, unauthorized transactions and breach of fiduciary duty. Barakat has 1 customer complaint against him. Fortunately, for those investors that incurred losses investing with Barakat may… Read more »
Invest with Jeffrey Gielau?
Did you incur investment losses with Jeffrey Gielau? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Jeffrey Gielau of Fortune Financial Services related to his alleged unsuitable investments. Gielau has 1 customer complaint and four regulatory sanctions against him. Fortunately, for those investors that incurred losses investing with Gielau may… Read more »
Invest with Daniel McPherson?
Did you incur investment losses with Daniel McPherson? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Daniel McPherson of Cetera Advisors LLC related to his alleged unsuitable investments and breach of fiduciary duty. McPherson has 2 customer complaints and one regulatory action against him. Fortunately, for those investors that incurred… Read more »
Invest with Lance Shaw?
Did you incur investment losses with Lance Shaw? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Lance Shaw of International Assets Advisory related to his alleged unauthorized trades. Shaw currently has 5 customer complaints against him. Fortunately, for those investors that incurred losses investing with Shaw may be able to recover those… Read more »
Invest with Charles Lynch?
Did you incur investment losses with Charles Lynch? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Charles Lynch of Wells Fargo Advisors related to his alleged unsuitable investments. Lynch has 11 customer complaints against him. Fortunately, for those investors that incurred losses investing with Lynch may be able to recover… Read more »
Invest with Gopi Vungarala?
Did you incur investment losses with Gopi Vungarala? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Gopi Vungarala of Purshe Kaplan Sterling Investments related to allegedly lying to customers regarding trades and commissions. Vungarala is currently under FINRA investigation. Fortunately, for those investors that incurred losses investing with Vungarala may… Read more »