Invest with Toni Sutherland?

Author: alex

Did you incur investment losses with Toni Sutherland? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Toni Sutherland of Sandlapper Securities related to her alleged misrepresentations of TICs. Sutherland has 7 customer complaints against her. Fortunately, for those investors that incurred losses investing with Sutherland may be able to recover… Read more »

Invest with Qui Lam?

Author: alex

Did you incur investment losses with Qui Lam? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Qui Lam of UBS related to her alleged falsification of documents. Lam has been suspended by FINRA. Fortunately, for those investors that incurred losses investing with Lam may be able to recover those losses… Read more »

Invest with James Stephen Witter or Royal Alliance?

Author: alex

Did you incur investment losses with James Stephen Witter? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving James Stephen Witter of Royal Alliance related to his alleged failure to supervise on UIT transactions. Witter has been suspended by FINRA. Fortunately, for those investors that incurred losses investing with Royal Alliance… Read more »

Invest with Glenn King?

Author: alex

Did you incur investment losses with Glenn King? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Glenn King of Royal Alliance related to his alleged misrepresentations. King has 19 complaints against him. Fortunately, for those investors that incurred losses investing with King may be able to recover those losses through the… Read more »

Invest with Randall Gladden?

Author: alex

Did you incur investment losses with Randall Gladden? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Randall Gladden of Securities Equity Group related to his alleged private securities transactions and with making material misrepresentations and omissions. Gladden has been charged by FINRA. Fortunately, for those investors that incurred losses investing with… Read more »

Invest with Donald Toomer Jr.?

Author: alex

Did you incur investment losses with Donald Toomer Jr.? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Donald Toomer Jr. of Wells Fargo related to his alleged penny stock fraud. According to the SEC’s complaint, Donald Toomer, Jr., a Las Vegas based financial advisor with Wells Fargo, in conjunction with… Read more »

Invest with Robert Giusti?

Author: alex

Did you incur investment losses with Robert Giusti? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Robert Giusti of Wells Fargo related to his alleged unsuitable investments and excessive trading. Giusti has 4 customer complaints against him. Fortunately, for those investors that incurred losses investing with Giusti may be able… Read more »

Invest with Scott J. Freeze?

Author: alex

Did you incur investment losses with Scott J. Freeze? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Scott J. Freeze of Street One Financial related to his alleged outside business activities Freeze has been fined and suspended by FINRA. Fortunately, for those investors that incurred losses investing with Freeze may… Read more »

Invest with Bernard Parker?

Author: alex

Did you incur investment losses with Bernard Parker? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Bernard Parker formerly of Edward Jones related to his allegedly converting client funds for personal use. Parker has a complaint filed against him by FINRA. Fortunately, for those investors that incurred losses investing with Parker… Read more »

Invest with Thomas Phillips?

Author: alex

Did you incur investment losses with Thomas Phillips?  The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Thomas Phillips of Wesbanco Securities related to his alleged variable annuity switch charges. Phillips has been fined $10,000 by FINRA. Fortunately, for those investors that incurred losses investing with Phillips may be able to… Read more »