Invest with Todd Shanholtzer

Author: alex

Did you incur investment losses with Todd Shanholtzer?  The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Todd Shanholtzer formerly of Park Avenue Securities related to his alleged mishandling of customer funds. Shanholtzer has been fined $10,000 and suspended by FINRA.  Fortunately, for those investors that incurred losses investing with Shanholtzer may be… Read more »

Invest with Adam Bollinger?

Author: alex

Did you incur investment losses with Adam Bollinger?  The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Adam Bollinger of Edward Jones related to his alleged conversion of client funds for personal use. Bollinger also has been barred by FINRA. Fortunately, for those investors that incurred losses investing with Bollinger may be… Read more »

Invest with Darnell Deans?

Author: alex

Did you incur investment losses with Darnell Deans?  The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Darnell Deans of Blackbook Capital LLC related to his alleged borrowing of customer funds without approval from the firm. Deans has been fined $10,000 and suspended by FINRA. Fortunately, for those investors that incurred losses… Read more »

Invest with Robert Marks?

Author: alex

Did you incur investment losses with Robert Marks?  The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Robert Marks of Cape Securities Inc. related to his alleged churning, excessive, and unauthorized trading. Marks has two customer complaints on his record. Fortunately, for those investors that incurred losses investing with Marks may be able to… Read more »

Invest with Tyler Boone Powell?

Author: alex

Did you incur investment losses with Tyler Boone Powell?  The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Tyler Boone Powell of Stifel, Niclaus & Co, Inc. related to his alleged unsuitable investment activities without client authorization or authorization from Wells Fargo Advisors’. Powell also has been fined $5,000 and has been… Read more »

Invest With Andres Rubert?

Author: alex

Did you incur investment losses with Andres Rubert? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Andres Rubert formerly of Citigroup Global Markets, Inc. and Newport Coast Securities, Inc.  FINRA found that Rubert falsified the signatures of seven customers on dozens of his member firm’s documents. Rubert has been fined $5,000 and suspended… Read more »

Update On Dawn Bennett and Bennett Group Financial

Author: alex

The Securities and Exchange Commission (“SEC”) recently filed charges against Dawn Bennett.   The SEC alleged that Bennett, misrepresented the amount of investments her company had under its management.  Bennett, also hosted a weekly radio show called “Financial Myth Busting with Dawn Bennett”, was alleged to have overstated the assets under management by over $1.5 billion. Fortunately, for those investors… Read more »

Invest With Alejandro Torres

Author: alex

Invest with Alejandro Torres? Did you incur investment losses with Alejandro Torres? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Alejandro Torres formerly of Wells Fargo LLC related to his alleged conversion of client funds and unapproved outside business activities. Torres also has been barred by FINRA.  Fortunately, for those investors that… Read more »

Invest with Patrick McGrath III?

Author: alex

Did you incur investment losses with Patrick McGrath III? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Patrick McGrath III of Oppenheimer & Co related to his alleged borrowing of funds from clients at Oppenheimer. McGrath also has been suspended and fined by FINRA. Fortunately, those investors that incurred losses… Read more »