Customer Arbitration Award – Unsuitable Investment

Author: LPclient

Gruberman v. LaSalle Street, FINRA ID #12-02021 (Chicago, IL, 1/30/2014) – In this explained Award, a customer couple win $135,000 against a broker-dealer for failing to advise them of unfavorable information on a tenancy in common it recommended. For a free case evaluation or to discuss any other investment losses, please contact the Securities Law… Read more »

Customer Arbitration Award – Promissory Note Partnership Investment

Author: LPclient

Carson v. VSR Financial, FINRA ID #11-02400 (Minneapolis, MN, 12/23/2013) – A customer complaining that he received a fractional share of a promissory note when he expected a partnership interest may be equally surprised, but certainly happier, when he recovers $40,000 more in compensatory damages than he requested. For a free case evaluation or to… Read more »

The Securities Law Firm Of Menzer & Hill, P.A. Files A $1.5 Million Whistleblower Claim Against Raymond James & Associates, Inc.

Author: Michael Hill

BOCA RATON, Fla., Jan. 14, 2011 (GLOBE NEWSWIRE) — The Securities Law Firm of Menzer & Hill, P.A., , announced today it filed an arbitration claim against Raymond James & Associates, Inc. (“RJA”) (NYSE:RJF) on behalf of a former Operations Manager. The claim alleges that the Claimant, while serving as an Operations Manager for… Read more »