Update On Dawn Bennett and Bennett Group Financial

Author: alex

The Securities and Exchange Commission (“SEC”) recently filed charges against Dawn Bennett.   The SEC alleged that Bennett, misrepresented the amount of investments her company had under its management.  Bennett, also hosted a weekly radio show called “Financial Myth Busting with Dawn Bennett”, was alleged to have overstated the assets under management by over $1.5 billion. Fortunately, for those investors… Read more »

Invest with Michael Oppenheim?

Author: Michael Hill

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Michael Oppenheim of JP Morgan in regards to theft of client funds valuing over $20 Million. If you lost money with Michael Oppenheim of JP Morgan, please call the Securities Law Firm of Menzer & Hill, P.A. at 888-923-9223 to explore your… Read more »

Invest with Dennis K. Karasik?

Author: Michael Hill

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Dennis K. Karasik of CKA related to his unlawful sale of bonds. On July 8, 2014, FINRA imposed a bar from association with any FINRA member firm against Karasik in connection with Karasik’s offer and sale of Diversified’s bonds. If you lost… Read more »

Invest with Douglas Melzer?

Author: Michael Hill

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Douglas J. Melzer of Wells Fargo Advisors LLC, related to his misappropriated funds and his engagement in private securities transactions.  Melzer also has been barred by FINRA for allegedly requesting to change rep codes without proper authorization from Wells Fargo. If you… Read more »

Invest with Terry Joe Bagwell?

Author: Michael Hill

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Terry Joe Bagwell of Pruco Securities related to his improper supervision of representatives in an ongoing Ponzi Scheme. If you lost money with Terry Joe Bagwell or Pruco Securities , please call the Securities Law Firm of Menzer & Hill, P.A. at 888-923-9223… Read more »

Invest with Arjent LLC, Pangaea, or Excalibur Asset Management ?

Author: Michael Hill

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Pangaea LLC, Arjent LLC, and Excalibur Asset Management related to fraud charges filed by the SEC. CEO Robert P. DePalo, and Managing Director Joshua B. Gladtke are facing criminal charges through the New York County D.A. pursuant to fraud charges. If you… Read more »

Invest With Robert Frederick Blake ?

Author: Michael Hill

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Robert Frederick Blake “Blake” related to Tenant-in-Common or “TIC” investments. Blake also has seven customer disputes against him, and one currently pending. Blake was previously registered with Dupont Walston Inc., Reynolds Securities, Merrill Lynch, Hanifen, Imhoff, Inc., First Allied Securities, American Fronteer… Read more »

Customer Arbitration Award – Unsuitable Investment

Author: LPclient

Gruberman v. LaSalle Street, FINRA ID #12-02021 (Chicago, IL, 1/30/2014) – In this explained Award, a customer couple win $135,000 against a broker-dealer for failing to advise them of unfavorable information on a tenancy in common it recommended. For a free case evaluation or to discuss any other investment losses, please contact the Securities Law… Read more »

Customer Arbitration Award – Promissory Note Partnership Investment

Author: LPclient

Carson v. VSR Financial, FINRA ID #11-02400 (Minneapolis, MN, 12/23/2013) – A customer complaining that he received a fractional share of a promissory note when he expected a partnership interest may be equally surprised, but certainly happier, when he recovers $40,000 more in compensatory damages than he requested. For a free case evaluation or to… Read more »

The Securities Law Firm Of Menzer & Hill, P.A. Files A $1.5 Million Whistleblower Claim Against Raymond James & Associates, Inc.

Author: Michael Hill

BOCA RATON, Fla., Jan. 14, 2011 (GLOBE NEWSWIRE) — The Securities Law Firm of Menzer & Hill, P.A., www.suemyadvisor.com , announced today it filed an arbitration claim against Raymond James & Associates, Inc. (“RJA”) (NYSE:RJF) on behalf of a former Operations Manager. The claim alleges that the Claimant, while serving as an Operations Manager for… Read more »