888-923-9223Did you incur investment losses with Glenn Allen Moffitt? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Glenn Allen Moffitt (“Moffitt”) of Cambridge Investments related to his alleged conversion of client funds. Moffitt also has been barred by FINRA. Fortunately, for those investors that incurred losses investing with Moffitt may… Read more »
Posts Tagged: Broker
Invest with James Edward Rooney Jr.
Did you incur investment losses with James Edward Rooney Jr.? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving James Edward Rooney Jr. (“Rooney”) formerly of Fox Financial Management Corp related to his alleged unsuitable life settlement recommendations. Rooney also has been barred by FINRA. Fortunately, for those investors that incurred… Read more »
Invest with Stewart Clinton Malloy
Did you incur investment losses with Stewart Clinton Malloy? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Stewart Clinton Malloy (“Malloy”)formerly of Morgan Stanley related to his alleged unauthorized account transactions without customer or firm approval. Malloy also has been fined and suspended by FINRA. Fortunately, for those investors that incurred… Read more »
Invest with Walter Rae Chao
Did you incur investment losses with Walter Rae Chao? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Walter Rae Chao (“Chao”) of LPL Financial related to his alleged private securities transactions without firm approval. Chao also has been suspended by FINRA for 2 years. Fortunately, for those investors that incurred losses investing… Read more »
Invest with Robert Michael Diehl
Did you incur investment losses with Robert Michael Diehl? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Robert Diehl of Park Avenue Securities related to his alleged sale of indexed annuities to firm customers without notifying the firm. Diehl has been suspended by FINRA. Fortunately, for those investors that incurred losses investing… Read more »
Invest with Aaron Heimowitz
Did you incur investment losses with Aaron Heimowitz? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Aaron Heimowitz formerly of Newport Coast Securities related to his alleged investments without firm authorization. Heimowitz has been fined $15,000 by FINRA. Fortunately, for those investors that incurred losses investing with Heimowitz may be able to… Read more »
Invest with Russell Macke
Did you incur investment losses with Russell Macke? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Russell Macke formerly of B.B. Graham & Company related to his alleged unsuitable investments and breach of fiduciary duty. Macke has been the subject of at least five customer complaints, two regulatory actions, and two… Read more »
Invest with Robert Horning
Did you incur investment losses with Robert Horning? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Robert Horning of Centaurus Financial, Inc. related to his alleged breach of fiduciary duty and false statements regarding various tenants-in-common (TIC)investments. Horning has eight customer complaints against him. Fortunately, for those investors that incurred losses investing… Read more »
Invest with Stephen Kipp
Did you incur investment losses with Stephen Kipp? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Stephen Kipp of NFB Financial Group, LLC related to his alleged unsuitable investments and breach of fiduciary duty. Miles has six customer complaints and one regulatory action against him by FINRA. Fortunately, for those investors that… Read more »
Invest with Joseph Miles
Did you incur investment losses with Joseph Miles? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Joseph Miles of St. Bernard Financial Services, Inc. related to his alleged unsuitable investments and breach of fiduciary duty. Miles has three customer complaints and three judgments or liens against him. Fortunately, for those investors that incurred losses… Read more »