888-923-9223The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Jennifer Joice Trowbridge of Essex Securities LLC, in Boynton Beach, Florida related to her recommendation of switching mutual funds to her clients. According to FINRA, Trowbridge, recommended, on at least 29 occasions and in 7 customer accounts, a series of mutual fund switches which were unsuitable for those customers. Trowbridge has been suspended by FINRA.
Fortunately, for those investors that incurred losses may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).
For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.