Did you incur investment losses with Douglas Lamb?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Douglas Lamb formerly of Hennion & Walsh, Inc and Financial America Securities Inc. related to his alleged unsuitable investments and excessive trading.
Lamb has 5 customer complaints and 2 regulatory actions against him.
Fortunately, for those investors that incurred losses investing with Lamb may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).
For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.