Broker, Peter Brainard Jr. suspended from FINRA for failing to disclose over $600,000 of tax liens and judgments

Author: LPclient

Menzer & Hill, P.A. is investigating claims involving Peter Bulkeley Brainard Jr. (CRD #2890845, Old Saybrook, Connecticut), a former broker with Ameriprise Financial Services.  Prior to working for Ameriprise, Brainard worked for American Portfolio Services and prior to that he was with Lincoln Financial Advisors.  Brainard recently entered into a Letter of Acceptance, Waiver, and Consent (“AWC”)… Read more »

Menzer & Hill, P.A. Investigating Claims Involving Phillip Bucaro (Chicago, Illinois)

Author: LPclient

Menzer & Hill, P.A. is investigating claims involving Phillip John Bucaro (CRD #2171289, West Chicago, Illinois), an associated person with The Leaders Group.  Bucaro recently entered into a Letter of Acceptance, Waiver, and Consent (“AWC”) where he was fined $7,500 and suspended from association with any FINRA member in any capacity for four months.  See FINRA… Read more »