Author: alex

Did you incur investment losses with Michael B. Winegar?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Michael B. Winegar formerly of Wedbush Securities related to his alleged conversion of client funds.

Winegar has been barred by FINRA.

Fortunately, for those investors that incurred losses investing with Winegar may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.

Author: alex

Did you incur investment losses with Joseph G. Mahalick?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Joseph G. Mahalick formerly of Newport Coast Securities related to his alleged misrepresentations.

Mahalick has been barred by FINRA.

Fortunately, for those investors that incurred losses investing with Mahalick may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.

Author: alex

Did you incur investment losses with Brett Hartvigson?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Brett Hartvigson of Independent Financial Group and formerly of LPL Financial related to his alleged variable annuity transactions without firm approval.

Hartvigson has 3 customer complaints against him.

Fortunately, for those investors that incurred losses investing with Hartvigson may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.

Author: alex

Did you incur investment losses with Gerald Tagge?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Gerald Tagge of Cetera Advisors related to allegedly soliciting and accepting promissory notes from a customer.

Tagge has 1 customer complaint against him.

Fortunately, for those investors that incurred losses investing with Tagge may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.

Author: alex

Did you incur investment losses with Curtis Pilson?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Roman Reed of Cetera Advisors related to his alleged churning.

Pilson has 1 customer complaint against him.

Fortunately, for those investors that incurred losses investing with Pilson may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.

Author: alex

Did you incur investment losses with Roman Reed?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Roman Reed of Global Investor Services and formerly of Merrill Lynch related to his alleged unsuitable investments.

Reed has 2 customer complaints against him.

Fortunately, for those investors that incurred losses investing with Reed may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.

Author: alex

Did you incur investment losses with Nicholas Sabellico?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Nicholas Sabellico of Laidlaw & Company and formerly of JP Morgan related to his alleged unsuitable investments.

Sabellico has one customer complaint against him.

Fortunately, for those investors that incurred losses investing with Sabellico may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.

Author: alex

Did you incur investment losses with Gary Helbling?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Gary Helbling of Oppenheimer & Company and formerly of Wells Fargo related to his alleged unsuitable investments.

Helbling has one customer complaint against him.

Fortunately, for those investors that incurred losses investing with Helbling may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.

 

Author: alex

Did you incur investment losses with Phillip Lefton?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Phillip Lefton of formerly of JP Hanauer & Co. related to his alleged unsuitable investments.

Lefton has one customer complaint and 4 pending against him.

Fortunately, for those investors that incurred losses investing with Lefton may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.

Author: alex

Did you incur investment losses with Walter P. Priebe?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Walter P. Priebe formerly of Investacorp related to his alleged outside business activity.

Priebe has been fined and suspended by FINRA.

Fortunately, for those investors that incurred losses investing with Priebe may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.