Author: alex

Did you incur investment losses with Alan Flake?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Alan (Ken) Flake of VSF Financial Services related to his alleged failure to supervise and unsuitable investments.

Flake has 2 regulatory sanctions and 3 customer complaints against him.

Fortunately, for those investors that incurred losses investing with Flake may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.

Author: alex

Did you incur investment losses with John Notman?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving John Notman formerly of Berthel Fisher & Company related to his alleged misrepresentation and unsuitable TIC investments.

Notman has 25 customer complaints against him.

Fortunately, for those investors that incurred losses investing with Notman may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.

Author: alex

Did you incur investment losses with Scott Goldman?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Scott Goldman of H. Beck and formerly of LPL Financial related to his alleged unsuitable investments, misrepresentation, and failure to supervise.

Goldman has 3 customer complaints against him.

Fortunately, for those investors that incurred losses investing with Goldman may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.

Author: alex

Did you incur investment losses with Erinn Ford?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Erinn Ford of Cetera Advisors related to her alleged unsuitable investments and misrepresentation.

Ford has over a dozen customer complaints against her.

Fortunately, for those investors that incurred losses investing with Ford may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.

Author: alex

Did you incur investment losses with Patrick Garrett?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Patrick Garrett formerly of Robert W. Baird & Company related to his alleged misrepresentation of client account values.

Garrett has been barred by FINRA.

Fortunately, for those investors that incurred losses investing with Garrett may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.

 

 

 

 

Author: alex

Did you incur investment losses with Deepal Wannakuwatte?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Deepal Wannakuwatte of International Manufacturing Group and Relyaid Global Health Care related to his alleged involvement in a Ponzi Scheme.

Wannakuwatte is currently under investigation by the FBI.

Fortunately, for those investors that incurred losses investing with Wannakuwatte may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.

Author: alex

Did you incur investment losses with Robert Regan?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Robert Regan of NFP Securities related to his alleged private securities transactions.

Regan has been suspended and fined by FINRA.

Fortunately, for those investors that incurred losses investing with Regan may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.

Author: alex

Did you incur investment losses with John Fenimore?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving John Fenimore formerly of Joseph Stone Capital related to his alleged unsuitable investments and excessive trading.

Fenimore has two complaints filed against him.

Fortunately, for those investors that incurred losses investing with Fenimore may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.

Author: alex

Did you incur investment losses with David Michael Miller?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving David Michael Miller formerly of Huntington Investment Company related to his alleged unsuitable UIT recommendations.

Miller has one complaint filed against him.

Fortunately, for those investors that incurred losses investing with Miller may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.

Author: alex

Did you incur investment losses with Anthony Grey?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Anthony Grey of Gardnyr Michael Capital Inc. related to allegedly charging excessive mark-ups to his clients.

Grey has been suspended and fined by FINRA.

Fortunately, for those investors that incurred losses investing with Grey may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.